SPECTRUM ASSET MANAGEMENT, INC.
Stock Corporation (Inc.) · HARTFORD, United States · LEI WARIMFOO2Y13MJ7LNX31
LEI active
Summary
SPECTRUM ASSET MANAGEMENT, INC. is registered in the United States. Its legal form is Stock Corporation (Inc.). According to GLEIF, its ultimate parent is PRINCIPAL FINANCIAL GROUP, INC. (United States), and its direct parent is PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC (United States). That group has 54 subsidiaries with LEIs in 15 countries, 18 of them in the United States. It has 1 direct subsidiary in GLEIF data. The LEI was first issued on 6 Jun 2012 and the record was last updated on 27 Jan 2026; the next renewal is due by 13 Feb 2027. AssetCensus found 1 data-quality note for this entity (see below).
Written from GLEIF data using fixed, reviewed sentence templates.
Data-quality notes (AssetCensus analysis)
- The ultimate-parent link rests on accounts for the period ending 31 Dec 2022, more than 24 months before this data release. The group may have changed since.
Company details
| Legal form | Stock Corporation (Inc.) |
|---|---|
| Register | · Register website |
| Registration number | 0200755 |
| Registration authority | Secretary of the State's Commercial Recording Division |
| Jurisdiction | United States (US-CT) |
| Registered address | C/O CORPORATION SERVICE COMPANY, GOODWIN SQUARE, 06103 HARTFORD, United States |
| Headquarters address | 711 HIGH STREET, 50392 DES MOINES, United States |
| Category | company or other legal entity |
| Status | active |
| Founded (per GLEIF) | 19 May 1987 |
| LEI | WARIMFOO2Y13MJ7LNX31 |
| LEI status | active |
| LEI first issued | 6 Jun 2012 |
| LEI record last updated | 27 Jan 2026 |
| Next LEI renewal | 13 Feb 2027 |
| Corroboration of the LEI record | fully corroborated |
Group membership
SPECTRUM ASSET MANAGEMENT, INC. this entity
SAMI BROKERAGE LLC United States
Relationship to the parent
| Direct parent | Ultimate parent | |
|---|---|---|
| Parent | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | PRINCIPAL FINANCIAL GROUP, INC. |
| Accounting period | 1 Jan 2022 to 31 Dec 2022 | 1 Jan 2022 to 31 Dec 2022 |
| Evidence | other official documents | other official documents |
| Corroboration | supplied by the entity only | supplied by the entity only |
| Accounting standard | – | US GAAP |
| Relationship start | 9 Apr 2019 | 11 Apr 2018 |
| Recorded at GLEIF since | 12 Oct 2018 | 6 Jun 2012 |
| Last updated | 28 Jan 2025 | 27 Jan 2026 |
| Record status | current | current |
Direct subsidiaries (1)
- SAMI BROKERAGE LLC United States · WILMINGTON
Other subsidiaries of the same direct parent (8)
- POST ADVISORY GROUP, LLC United States
- PRINCIPAL COMMERCIAL FUNDING, LLC United States
- PRINCIPAL GLOBAL INVESTORS TRUST COMPANY United States
- PRINCIPAL GLOBAL INVESTORS, LLC United States
- PRINCIPAL REAL ESTATE INVESTORS, LLC United States
- PRINCIPAL GLOBAL INVESTORS (EUROPE) LIMITED United Kingdom
- PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED Hong Kong lapsed
- PRINCIPAL GLOBAL INVESTORS (SINGAPORE) LIMITED Singapore
History
14 Jan 2022Registered address changed