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SAMI BROKERAGE LLC

Limited Liability Company · WILMINGTON, United States · LEI 549300HUULJL06T66Q45
LEI active

Summary

SAMI BROKERAGE LLC is registered in the United States. Its legal form is Limited Liability Company. According to GLEIF, its ultimate parent is PRINCIPAL FINANCIAL GROUP, INC. (United States), and its direct parent is SPECTRUM ASSET MANAGEMENT, INC. (United States). That group has 54 subsidiaries with LEIs in 15 countries, 18 of them in the United States. The LEI was first issued on 22 Aug 2019 and the record was last updated on 11 Jun 2026; the next renewal is due by 1 Jul 2027. AssetCensus found 1 data-quality note for this entity (see below).

Written from GLEIF data using fixed, reviewed sentence templates.

Data-quality notes (AssetCensus analysis)

  • The ultimate-parent link rests on accounts for the period ending 31 Dec 2022, more than 24 months before this data release. The group may have changed since.

Company details

Legal formLimited Liability Company
Register · Register website
Registration number7140708
Registration authorityDivision of Corporations, Department of State
JurisdictionUnited States (US-DE)
Registered addressC/O CORPORATION SERVICE COMPANY, 251 LITTLE FALLS DRIVE, 19808 WILMINGTON, United States
Headquarters address2 HIGH RIDGE PARK, 06905 STAMFORD, United States
Categorycompany or other legal entity
Statusactive
Founded (per GLEIF)9 Nov 2018
LEI549300HUULJL06T66Q45
LEI statusactive
LEI first issued22 Aug 2019
LEI record last updated11 Jun 2026
Next LEI renewal1 Jul 2027
Corroboration of the LEI recordfully corroborated

Group membership

PRINCIPAL FINANCIAL GROUP, INC. United States ultimate parent
SPECTRUM ASSET MANAGEMENT, INC. United States direct parent
SAMI BROKERAGE LLC this entity
View the whole group: 54 subsidiaries in 15 countries

Relationship to the parent

Direct parentUltimate parent
ParentSPECTRUM ASSET MANAGEMENT, INC.PRINCIPAL FINANCIAL GROUP, INC.
Accounting period1 Jan 2022 to 31 Dec 20221 Jan 2022 to 31 Dec 2022
Evidenceother official documentsother official documents
Corroborationsupplied by the entity onlysupplied by the entity only
Relationship start21 Aug 201921 Aug 2019
Recorded at GLEIF since27 Jul 202327 Jul 2023
Last updated27 Jun 202527 Jun 2025
Record statuscurrentcurrent