SII INVESTMENTS, INC.
Business Corporation (corp.) · APPLETON, United States · LEI 213800Q9IQSEHNMUWW86
LEI lapsed
Summary
SII INVESTMENTS, INC. is registered in the United States. Its legal form is Business Corporation (corp.). According to GLEIF, its ultimate parent is Prudential Public Limited Company (United Kingdom), and its direct parent is NATIONAL PLANNING HOLDINGS LLC (United States). That group has 62 subsidiaries with LEIs in 23 countries, 5 of them in the United States. The LEI was first issued on 16 Dec 2015 and the record was last updated on 13 Aug 2020. It has lapsed: renewal was due by 20 Dec 2018. AssetCensus found 3 data-quality notes for this entity (see below).
Written from GLEIF data using fixed, reviewed sentence templates.
Data-quality notes (AssetCensus analysis)
- The LEI has lapsed: it was due for renewal by 20 Dec 2018 and was not renewed, so GLEIF's data for this entity has not been re-verified since. A lapsed LEI does not mean the company has ceased to exist.
- The ultimate-parent link rests on accounts for the period ending 31 Dec 2018, more than 24 months before this data release. The group may have changed since.
- The ultimate-parent relationship record was not renewed; it was last updated on 13 Aug 2020.
Company details
| Legal form | Business Corporation (corp.) |
|---|---|
| Register | · Register website |
| Registration number | 1H06734 |
| Registration authority | Corporation Section (Division of Corporate & Consumer Services, Department of Financial Institutions) |
| Jurisdiction | United States (US-WI) |
| Registered address | 5555 W. GRANDE MARKET DRIVE, 54913 APPLETON, United States |
| Category | company or other legal entity |
| Status | active |
| LEI | 213800Q9IQSEHNMUWW86 |
| LEI status | lapsed |
| LEI first issued | 16 Dec 2015 |
| LEI record last updated | 13 Aug 2020 |
| Next LEI renewal | 20 Dec 2018 |
| Corroboration of the LEI record | partly corroborated |
Group membership
SII INVESTMENTS, INC. this entity
Relationship to the parent
| Direct parent | Ultimate parent | |
|---|---|---|
| Parent | NATIONAL PLANNING HOLDINGS LLC | Prudential Public Limited Company |
| Accounting period | 1 Jan 2018 to 31 Dec 2018 | 1 Jan 2018 to 31 Dec 2018 |
| Evidence | consolidated accounts | consolidated accounts |
| Corroboration | supplied by the entity only | supplied by the entity only |
| Accounting standard | US GAAP | IFRS |
| Relationship start | 19 Dec 2017 | 19 Dec 2017 |
| Recorded at GLEIF since | 16 Dec 2015 | 16 Dec 2015 |
| Last updated | 13 Aug 2020 | 13 Aug 2020 |
| Record status | not renewed | not renewed |
Other subsidiaries of the same direct parent (1)
- INVESTMENT CENTERS OF AMERICA, INC. United States lapsed